Financial Services
Whether you’re a community bank or an investment advisory firm, we will assist you in mapping your Policies to the various Regulatory Obligations like GLBA, SEC, FINRA & FDIC and show you how we are ideally suited to complete regulatory testing.
See for Yourself
Financial Services
Whether you’re a community bank or an investment advisory firm, we will assist you in mapping your Policies to the various Regulatory Obligations like GLBA, SEC, FINRA & FDIC and show you how we are ideally suited to complete regulatory testing.
See for Yourself
Control / Regulatory Mapping
Whether you’re a community bank, a financial advisory firm (or both), we understand the importance of staying compliant with the numerous and ever-changing Regulatory Obligations you face. With PolicyCo, we dynamically map these obligations to your internal controls, which allows you to stay in lockstep with your fiduciary responsibilities.
Control / Regulatory Mapping
Whether you’re a community bank, a financial advisory firm (or both), we understand the importance of staying compliant with the numerous and ever-changing Regulatory Obligations you face. With PolicyCo, we dynamically map these obligations to your internal controls, which allows you to stay in lockstep with your fiduciary responsibilities.
Testing Protocols for your Controls
PolicyCo understands the importance of testing your controls, especially the prevalent manual procedures within your organization. Our automated workflow capabilities allow you to set up testing protocols, route the data collection to the appropriate individual or department, and then alert the reviewer/tester on your scheduled basis to validate the procedure is being followed. If you are off course, we allow you to establish a remediation plan and a course of action dynamically.
Testing Protocols for your Controls
PolicyCo understands the importance of testing your controls, especially the prevalent manual procedures within your organization. Our automated workflow capabilities allow you to set up testing protocols, route the data collection to the appropriate individual or department, and then alert the reviewer/tester on your scheduled basis to validate the procedure is being followed. If you are off course, we allow you to establish a remediation plan and a course of action dynamically.
“PolicyCo helped us gain deeper understanding of where the gaps between policy and compliance are for us. There simply is no better partner.”
Mark Thienel | CEO @ Advent Health Partners
See for Yourself
“PolicyCo helped us gain deeper understanding of where the gaps between policy and compliance are for us. There simply is no better partner.”
Mark Thienel | CEO @ Advent Health Partners
See for Yourself
“PolicyCo helped us gain deeper understanding of where the gaps between policy and compliance are for us. There simply is no better partner.”
Mark Thienel | CEO @ Advent Health Partners
See for Yourself
Responsive Dashboard
Dealing with many regulatory or procedural changes takes time. At PolicyCo, we created a real-time dashboard that shows you the gaps in your policy management and notifies you of approvals, reviews, or changes you need to make. With this feature, you will have complete visibility into your regulatory compliance environment so you can address issues quickly and efficiently to prepare for your next audit.
Responsive Dashboard
Dealing with many regulatory or procedural changes takes time. At PolicyCo, we created a real-time dashboard that shows you the gaps in your policy management and notifies you of approvals, reviews, or changes you need to make. With this feature, you will have complete visibility into your regulatory compliance environment so you can address issues quickly and efficiently to prepare for your next audit.
One of our knowledgeable associates will walk you through the value proposition and give you a hands on demo of the product.
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